
By
Robert O. Dawson
Bryant Smith Chair in Law
University of Texas School of Law
2001 Case Summaries 2000 Case Summaries 1999 Case Summaries
Finding of need not required to permit
witness coordinator to stand next to child testifying; CCP 38.071 videotaping
provision applied in juvenile case [In re D.T.C.] (00-4-04).
On September 14, 2000, the Houston Fourteenth District Court of Appeals held
that the juvenile court did not err in failing to make a finding of necessity to
permit a witness coordinator to stand next to a child complainant while
testifying. Also, the Court of Appeals held without discussion that CCP article
38.071, the child victim videotaping statute, applies in juvenile proceedings.
00-4-04. In the Matter of D.T.C., ___ S.W.3d ___, No. 14-99-00251-CV, 2000 WL
1289400, 2000 Tex.App.Lexis ___ (Tex.App.--Houston [14th Dist.] 9/14/00) [Texas
Juvenile Law (5th Edition 2000)].
Facts: Appellant, D.T.C., appeals from an adjudication of juvenile delinquency
for the offense of aggravated sexual assault. In six issues for review,
appellant complains of several evidentiary rulings by the trial court and the
legal and factual sufficiency of the evidence.
Held: Affirmed.
Opinion Text: HEARSAY STATEMENT
In his first issue for review, appellant claims that the trial court erred in
admitting the complainant's hearsay statements into evidence. At trial, Kathy
Powell, the complainant's mother was allowed to testify concerning what A.P.,
the complainant, had told her concerning appellant's actions.
Generally, hearsay statements are inadmissable. See Tex.R. Evid. 802. However,
the legislature has carved out an exception to the general rule for statements
made by a child alleging sexual assault. See Tex. Fam.Code Ann. § 54.031
(Vernon 1996). Section 54.031(c) requires the party intending to use the child's
statement to give notice prior to trial of intent to use the statement,
including a written summary of the statement. See Tex. Fam.Code Ann. §
54.031(c)(1)(C).
As a threshold matter, we must address whether appellant's complaint was
preserved for our review. As a prerequisite to presenting a complaint on appeal,
the appellant must make a timely and specific objection to the trial court. See
Tex.R.App. P. 33.1(a)(1); In the matter of T.R.S., 931 S.W.2d 756, 758 (Tex.App.--Waco
1996, no writ). An objection at trial not comporting with the complaint on
appeal does not preserve error for appellate review. See Dixon v. State, 2
S.W.3d 263, 273 (Tex.Crim.App.1998) (citing Broxton v. State, 909 S.W.2d 912,
918 (Tex.Crim.App.1995)). Instead, an objection must draw the court's attention
to the particular complaint raised on appeal. See Tex.R.App. P. 33.1(a)(1)(A);
Little v. State, 758 S.W.2d 551, 564 (Tex.Crim.App.1988).
At trial, appellant objected to the use of the hearsay statement because the
State's written summary in its notice of intent to use the child's statement did
not indicate when the alleged acts occurred. The trial court overruled the
objection after the State noted that the written summary in the notice complied
with the statutory requirements.
On appeal, appellant complains of the trial court's finding that the child's
statement was reliable based on the time, content, and circumstances of the
statement. See Tex. Fam.Code Ann. § 54.031(c)(2). However, appellant did not
lodge any objection as to the trial court's findings. Rather, his sole objection
was to the written summary contained in the State's notice. Accordingly,
appellant's issue on appeal does not comport with his objection at trial and is
waived. We overrule appellant's first issue for review.
VICTIM WITNESS VOLUNTEER
Appellant complains in his second issue for review that the trial court erred in
allowing a Youth Victim Witness volunteer to stand by the complainant while she
testified. Appellant claims that the volunteer's presence bolstered the
complainant's credibility and denied appellant due process. Appellant further
claims that prior to allowing the volunteer to stand by the child, the trial
court should have made a finding of necessity.
The Code of Criminal Procedure provides that in ordering a child who is a victim
of a sexual offense to testify, the trial court "shall take all reasonable
steps necessary and available to minimize undue psychological trauma to the
child and to minimize the emotional and physical stress to the child caused by
relevant factors, including the confrontation with the defendant and the
ordinary participation of the complainant in the courtroom." See Tex.Code
Crim. Proc. Ann. art. 38.071, § 10 (Vernon Pamph.2000)(emphasis added). The
trial court is not required under this section to make a finding of necessity.
The Texarkana Court of Appeals was confronted with a similar issue in Conrad v.
State, 10 S.W.3d 43 (Tex.App.--Texarkana 1999, pet. ref'd). In Conrad, a child
complainant's mother was permitted to stand next to him in the courtroom while
he testified in an aggravated sexual assault case. See id. at 46. On appeal,
Conrad asserted that the trial court's actions bolstered the witness's
credibility. The Texarkana Court concluded that the "court simply took the
reasonable steps that were necessary to minimize the trauma facing [the
complainant], which is allowed under Article 38.071 § 10." Id. at 47.
As in Conrad, we find the presence of the volunteer was a discretionary,
reasonable step to help minimize the trauma of testifying. See also, Sperling v.
State, 924 S.W.2d 722,726 (Tex.App.--Amarillo 1996, pet. ref'd.) (finding that
allowing child-victim to retain teddy bear while testifying was permissible
under art.38.071 § 10).
We turn now to appellant's complaint that the trial court was required to make a
finding of necessity prior to allowing the volunteer to stand with the
complainant. As noted above, article 38.071, section10 does not require the
trial court to make such a finding. In support of his argument that a finding of
necessity was required, appellant cites to article 38.071, section 3(a) of the
Code of Criminal Procedure which allows a child-witness to testify via
closed-circuit television. See Tex.Code Crim. Proc. Ann. art. 38.071, section
3(a) (Vernon Pamph.2000). Appellant argues that the procedural due process
safeguards found in article 38.071, section 3(a) should apply in this case.
Because the complainant testified in open court, article 38.071, section 3(a) is
inapplicable to this case. [FN1] Regardless, article 38.071, section 3(a) does
not provide the safeguard appellant suggests.
FN1. Article 38.071, Section 3(a) provides as follows in pertinent part: On its own motion or the motion of the attorney representing the state or the attorney representing the defendant, the court may order that the testimony of the child be taken during the trial in a room other than the courtroom and be televised by closed circuit equipment in the courtroom to be viewed by the court and the finder of fact. To the extent practicable, only the judge, the court reporter, the attorneys for the defendant and for the state, persons necessary to operate the equipment, and any person whose presence would contribute to the welfare and well-being of the child may be present in the room with the child during his testimony....Tex.Code Crim. Proc. Ann. art. 38.071 § 3(a) (Vernon Pamph.2000).
Appellant asserts that section 3(a) requires the
State to present evidence to show the volunteer's presence was necessary to
protect the well-being of the child witness. There is no such requirement in the
statute. See id. Rather, article 38.071, section 3(a) provides "any person
whose presence would contribute to the welfare and well-being of the child may
be present in the room with the child during [her] testimony." See id. If
anything, the statute cited by appellant supports the presence of the volunteer
while the complainant testified.
Appellant also cites to Maryland v. Craig, 497 U.S. 836, 110 S.Ct. 3157, 111
L.Ed.2d 666, 111 L.Ed.2d (1990). Like article 38.071, section 3, Craig addresses
the use of closed circuit televisions in cases involving child-witnesses. The
Craig court held that "if the State makes an adequate showing of necessity,
the state interest in protecting child witnesses from the trauma of testifying
in a child abuse case is sufficiently important to justify the use of a special
procedure that permits the child in such cases to testify at trial against the
defendant in the absence of face-to-face confrontation with the defendant."
110 S.Ct. 3168-69. Here, because appellant was not denied his right to a
face-to-face confrontation with the witness, the Supreme Court's analysis in
Craig is not applicable. [FN2] In any event, appellant has not shown how he was
harmed by the presence of the volunteer. The complainant testified under oath,
in the courtroom, and was subject to cross- examination. Furthermore, the record
does not reflect where the volunteer stood, or what actions, if any, the
volunteer took while in the courtroom. And, although appellant maintains he was
denied a fair trial and prevented from cross-examining the child-witness, he
offers no explanation in support of this conclusion.
FN2. We note, however, that other courts of appeals have utilized the Craig analysis in determining whether the trial court erred in permitting a third-party to accompany the complainant on the witness stand. See e.g., Carmona v. State, 880 S.W.2d 227, 232-34 (Tex.App.--Austin 1994), vacated & remanded on other grounds, 941 S.W.2d 949 (Tex.Crim.App.1997). See also, Conrad v. State, 10 S.W.3d 43, 47 (Tex.App.--Texarkana 1999, no pet.)(concluding that allowing victim's mother to stand with him while he testified was a reasonable step under article 38.071 section 10, and that the procedural modification was necessary to further an important state interest under the Craig test).
Appellant's second issue for review is overruled.
VIDEOTAPE TESTIMONY OF THE COMPLAINANT
After the complainant testified, a tape of her talking to a specialized
interviewer from the Children's Assessment Center was admitted into evidence and
shown to the jury. Appellant complains in his third issue for review that the
trial court erred in allowing the videotape into evidence.
At trial, appellant objected to the admission of the videotape asserting that it
was cumulative, its prejudicial nature outweighed its probative value, and that
appellant's right to confrontation was violated because he was not able to
cross-examine the complainant when the tape was made. See U.S. Const. amend. VI;
Tex. Const. art. I, § 10; and Tex.R. Evid. 403.
Appellant raises several complaints relative to the videotape which do not
comport with his objections at trial. First, appellant complains the trial court
did not make a finding that the complainant was unavailable before the videotape
was admitted. Second, he contends the trial court did not view the videotape
prior to ruling on its admissibility. Third, he alleges the complainant was not
sworn on the videotape and was not determined to be competent to testify. Since
appellant's complaints on appeal do not comport with his objection at trial, we
find that appellant has not properly preserved these issues for appellate
review. See Tex.R.App. P.
33.1.
Appellant does, however, raise other complaints concerning the videotape which
comport with his trial objections. Appellant complains that the videotape was
cumulative and its prejudicial nature outweighed its probative value. While this
complaint comports with his objection at trial, we find that appellant does
nothing more in his brief than simply assert that the videotape was cumulative
and prejudicial. Appellant does not support his position with any argument for
the contentions made as required by the rules of appellate procedure. See
Tex.R.App. P. 38.1(h). Accordingly, appellant's complaint based on Rule 403 of
the Texas Rues of Evidence is waived. See Vickery v. Commission for Lawyer
Discipline, 5 S.W.2d 241, 266 (Tex.App.--Houston [14 th Dist.] 1999, pet.
denied).
Finally, appellant complains that the introduction of the videotape denied his
right of cross-examination. He asserts that article 38.071 § 5 affords him the
opportunity to cross-examine the complainant on the videotape. See Tex.Code Crim.
Proc. Ann. art. 38.071 § 5 (Vernon Pamph.2000).
Article 38.071 section 5(b) provides the procedure an attorney representing a
defendant must follow to be allowed an opportunity to cross- examine the child
on videotape. See Tex.Code Crim. Proc. Ann. art. 38.071 § 5(b). Section 5(b)
requires that the defendant's attorney file a motion with the trial court
requesting to cross-examine the child on videotape. See id. The record does not
indicate that appellant, or his trial counsel, filed such a motion. Appellant is
therefore precluded from raising this complainant on appeal.
Appellant's third issue for review is overruled.
VIOLATION OF "THE RULE"
In his fourth issue for review, appellant contends the trial court erred in
excluding three of his witnesses because of their violation of the rule of
sequestration. Specifically, he claims the trial court was required to make a
determination of harm prior to excluding his witnesses's testimony.
Texas Rule of Evidence 614 and Texas Rule of Civil Procedure 267 (commonly
referred to as "the rule") provide for the exclusion of witnesses from
the courtroom during trial. See Tex.R. Evid. 614; Tex.R. Civ. P. 267. The
purpose of the rule is to minimize witnesses' tailoring their testimony in
response to that of other witnesses and to prevent collusion among witnesses
testifying for the same side. See Drilex Sys., Inc. v. Flores, 1 S.W.3d 112, 116
(Tex.1999). When the rule is violated, the trial court may allow the testimony
of the potential witness, exclude the testimony, or hold the violator in
contempt. See id. at 117. Citing no authority, appellant asserts the trial
court, in determining what sanction to impose, should ascertain whether the
testimony to be proffered by the witnesses was within the purview of what was
heard in violation of the rule. This, however, is not the proper standard of
review; we review the trial court's action for abuse of discretion. See id. at
117-18.
At the beginning of trial, appellant's trial counsel invoked the rule. The
witnesses were sworn and admonished by the court that they could not remain in
the courtroom or converse with one another. While Kathy Powell, the
complainant's mother, was testifying, the trial court was made aware that
witnesses were in the courtroom. During appellant's case-in-chief, he attempted
to call three witnesses and, after determining that each of the three witnesses
had violated the rule, the trial court did not permit them to testify.
Despite the trial court's strong admonishment to the witnesses regarding the
requirements of the rule and the consequences of its violation, [FN3] the
witnesses did not follow the trial court's instructions and the court imposed
the consequence it had warned of. Under these facts, we do not perceive an abuse
of discretion. Appellant's fourth issue for review is overruled.
FN3. The trial court admonished the witnesses
as follows:
Listen Carefully. All the witnesses who were sworn earlier, are you listening?
The rule has been invoked. That means you cannot from this moment on discuss
your testimony in this case with each other or with anyone else except the
attorneys.... If you violate the rule, you can be fined and put in jail and
you will not be allowed to testify. Does everybody understand the rule
thoroughly? Good, wait for us in the hallway.
LEGAL SUFFICIENCY OF THE EVIDENCE
In his fifth issue for review, appellant complains the evidence is legally
insufficient to support his adjudication of delinquency. In reviewing the
evidence for legal sufficiency, "we must view the evidence as a whole to
determine whether the State met its burden of proof beyond a reasonable
doubt." In the Matter of G.M.P., 909 S.W.2d 198, 202 (Tex.App.--Houston [14
th Dist.] 1995, no writ). Resolution of conflicts and contradictions in the
evidence is left for the trier of fact. See id. at 203. The jury is the sole
judge of the credibility of witnesses and the weight to be given their
testimony. See id. The jury is free to believe some witnesses but not others,
and accept some portions of testimony but reject others. See id. As a reviewing
court, we only ensure the jury reached a rational decision. See id.
The evidence at trial showed that eight-year old A.P. was at her mother's
apartment with appellant one day in October, 1997, while her mother was at work.
Appellant locked the complainant's brothers outside. In the living room,
appellant raised A.P.'s dress, pulled down her panties, unzipped his jeans and
put his "middle part" in her "middle part." Appellant told
A.P. he would kill her if she told anyone.
On the night of January 1, 1998, A.P. was staying at her grandmother's home.
Appellant was also staying there, along with other male relatives. A.P. was
sleeping downstairs on the living room floor, while everyone else in the house
was sleeping upstairs. Appellant came downstairs with a "nasty book,"
which contained pictures of naked people, and showed it to A.P. A.P. fell asleep
while appellant was on the couch. She felt someone get on top of her and felt
pressure in her "butt." A.P. did not open her eyes or talk to anyone
during the assault. She believed it was appellant who assaulted her because he
had shown her the "nasty book" and because no one else had come
downstairs. When A.P. woke up, the book was beside her, her t-shirt was raised,
and her panties were down at her knees. She saw appellant run up the stairs. The
next morning her bottom hurt and, later that day, she "pooped" on
herself.
On February 24, 1998, A.P. told her mother, Kathy Powell, that appellant had
"messed with her." A.P. told Powell that appellant had "got on
top of her and put his winky into her bootie" while she was staying at her
grandmother's house. Powell understood A.P. to mean appellant had put his penis
into her anus. A.P. also told her mother that appellant had previously "put
his winky into her front part" at Powell's apartment. Powell understood
that to mean appellant put his penis in A.P.'s vagina.
A.P. was examined at the Children's Assessment Center. Though she was subjected
to vaginal and anal intercourse for what she claimed was twenty minutes, there
was no physical evidence that she had been sexually abused. However, Natalie
McClain, who is a pediatric nurse practitioner from the Children's Assessment
Center, testified that the majority of sexually abused children show no physical
signs of abuse due to the elasticity of the vagina and anus. The record of
A.P.'s exam at the Children's Assessment Center shows that A.P. indicated that
appellant only touched her with his hands.
Testimony at trial also showed that A.P. was an emotionally disturbed child with
poor social skills. She had a history of lying and at times was suicidal. She
was on several types of medication which sometimes caused her to hallucinate.
Appellant testified that he did not commit the acts he was accused of
committing.
Although there were conflicts in the evidence, they do not render the evidence
insufficient but only go to the weight and credibility of the evidence. Because
it is within the province of the jury to resolve such conflicts, we find, when
viewed as a whole, that the State presented legally sufficient evidence to
support the jury's finding that appellant sexually assaulted A.P. Accordingly,
appellant's fifth issue is overruled.
FACTUAL SUFFICIENCY OF THE EVIDENCE
In his sixth issue for review, appellant complains the evidence is factually
insufficient to support his delinquency adjudication. As a prerequisite to
raising a factual sufficiency challenge on appeal in a juvenile case, appellant
must first file a motion for new trial challenging the factual sufficiency of
the evidence. See Tex. Fam.Code Ann. § 51.17(a) (Vernon 1996 & Supp.2000);
Tex.R. Civ. P. 324(b)(2); In the Matter of M.R., 858 S.W.2d 365, 366 (Tex.1993).
Because appellant did not file a motion for new trial, nothing is presented for
our review and the appellant's sixth issue for review is overruled.